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Working together with Issuers
for the benefit of investors
We work constructively with you, our client, to help you comply with your obligations
and put your investors’ interests foremost in a way that best suits your business.
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Protecting investors’ interests
through focused supervision
We focus our supervision on the conduct of issuers and on risks to investors,
ensuring effective controls are in place to mitigate those risks. This helps to strengthen
your business and increase your investors’ confidence in you and your products.
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Supervision & trustee specialists
Governance & Investor Oversight
We have a core competency in corporate trustee and, more recently, licensed
supervisor services for financial services participants. Our large team has a diversity of skills and
experience to suit the many types of client businesses we supervise and provide trustee services to.